Notice of Privacy Statement
For Redwood Investment Advisors, Ltd.

Redwood Invesment Advisors, Ltd. is committed to maintaining the confidentiality and security of nonpublic personal information gathered from current and prospective clients. A recently enacted federal statute, known as the Gramm-Leach-Bliley Act requires us as a “financial institution” to take affirmative steps to explain to you what our specific policy is with regard to the usage of information about you which you may have provided to us or with regard to other information about you that we may have collected about you.

I. CATEGORIES OF INFORMATION WE COLLECT

We at Redwood Investment Advisors, Ltd. collect nonpublic personal information about you from the following sources:

· Information received from you on applications or other forms
· Transactions with us, our affiliates or others

II. CATEGORIES OF INFORMATION WE DISCLOSE

We at Redwood Investment Advisors, Ltd. may disclose the following kinds of nonpublic personal information about you:

· Information we receive from you on applications or other forms such as your name, your address, your social security number, your asset level and/or your income level.
· Information about your transactions with us, our affiliates or others.

III. CATEGORIES OF PARTIES TO WHOM WE DISCLOSE

We may disclose nonpublic personal information about you to the following types of third parties:

· Financial services providers, such as other investment advisers, outside custodians, broker/dealers, life insurance agents, banks, etc.

IV. YOUR RIGHT TO OPT OUT

If you prefer that we not disclose nonpublic personal information about you to nonaffiliated third parties, you may opt out of those disclosures, that is, you may direct us not to make those disclosures other than those disclosures permitted by law. If you wish to opt out of disclosures to nonaffiliated third parties, you may call our firm at 317-635-3563 or you may fax us at 317-636-2979 or you may contact us by email at judyc@redwoodinvest.com.

V. CONFIDENTIALITY AND SECURITY

We at Redwood Investment Advisors, Ltd. restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

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